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Compliance Risk Manager Senior

Company: USAA
Location: Denton
Posted on: January 13, 2022

Job Description:

Purpose of JobWe are currently seeking a talented Compliance Risk Manager Senior who is part of the second line of defense, Enterprise AML Compliance supporting the AML Risk Management team. The successful candidate will have a strong background in AML and sanctions policies, standards, procedures, risk appetite metrics, and key risk indicators development and maintenance, regulatory or control change management processes, new products/activities reviews, and other routines. The AML Risk Manager Senior will be responsible for supporting the AML Risk Management Leads and assist in providing second line of defense effective challenge of Process Risk and Control Inventory, Material Risk Inventory, Risk and Controls Self Assessments. The AML Risk Manager Senior will also serve as an AML and Sanctions subject matter expert and have skills focusing on strong attention to detail, timeliness, communication.

Community: Compliance Jobs that are part of a community have unique requirements established to maintain consistent application, usage and reporting structure. Please reach out to your HR Business Partner for additional information on specific requirements prior to posting and/or employee placement into this job. Provides second-line independent oversight and guidance regarding business products, services, and processes through a compliance framework to ensure they are executed in accordance with regulatory requirements. In partnership with the business and key stakeholders, continuously drives a strong culture of compliance and demonstrates integrity and professional judgment in protecting the interests of USAA and its members.Job RequirementsAbout USAAUSAA knows what it means to serve. We facilitate the financial security of millions of U.S. military members and their families. This singular mission requires a dedication to innovative thinking at every level.Tasks:

  • Provides guidance to the business to ensure documents, projects, processes or product initiatives comply with regulatory and legal requirements and enterprise policy.
  • Synthesizes analyses, identifies root cause(s) of potential compliance risk, provides recommendations that influence business solutions and validates resolution
  • Responsible for project management by leading and influencing cross functional enterprise or compliance teams.
  • Reviews implementation planning for new laws and regulations and ensures appropriate parties have been engaged.
  • Conveys information and position clearly, concisely, logically and in an organized manner.
  • Executes compliance risk management activities in accordance with enterprise compliance standards.
  • Serves as a resource to team members on escalated issues.Minimum Experience:
    • Bachelor's degree OR 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
    • 6 or more years relevant experience in compliance, risk, legal or audit within the financial services or insurance industry.
    • Demonstrated experience working in a highly regulated environment.
    • Advanced knowledge in a specific area of compliance laws, regulations and regulatory expectations - -
    • Demonstrated ability to apply advanced knowledge of regulatory compliance to consult and provide insight and guidance.
    • Advanced knowledge of Microsoft Office tools to include Word, Excel and PowerPoint.When you apply for this position, you will be required to answer some initial questions. - This will take approximately 5 minutes. - Once you begin the questions you will not be able to finish them at a later time and you will not be able to change your responses.Preferred Experience:
      • 5 or more years of direct AML/sanction experience in a large bank in a VP or higher role.
      • 5 or more years of bank AML/sanction regulatory experience; OCC, FED, FDIC.
      • CAMS, AMLP, CAFP, CRCM or other related financial services industry compliance certifications.
      • Knowledgeable in more complex Retail Banking relationships (i.e., personal trusts, PoA, NGOs, etc.).
      • Experience providing oversight of issue management.
      • Experience performing AML/sanction compliance monitoring.
      • Experience providing credible challenge (including but not limited to)
      • Risk and Controls Self Assessments
        • Overall AML and sanctions Risk Assessment
        • Product/Services Risk Assessments
        • Experience providing oversight of product and process initiatives to comply with regulatory and legal requirements and enterprise policy.
        • Experience executing compliance risk management activities in accordance with applicable policies/standards.Compensation:USAA has an effective process for assessing market data and establishing ranges to ensure we remain competitive. You are paid within the salary range based on your experience and market position. The salary range for this position is: $80,200 - $144,400*( this does not include geographic differential it may be applied based on your work location)Employees may be eligible for pay incentives based on overall corporate and individual performance or at the discretion of the USAA Board of Directors. *Geographical Differential: Geographic pay differential is additional pay provided to eligible employees working in locations where market pay levels are above the national average. - Shift premium will be addressed on an individual-basis for applicable roles that are consistently scheduled for non-core hours. - - -Benefits:At USAA our employees enjoy best-in-class benefits to support their physical, financial, and emotional wellness. - These benefits include comprehensive medical, dental and vision plans, 401(k), pension, life insurance, parental benefits, adoption assistance, paid time off program with paid holidays plus 16 paid volunteer hours, and various wellness programs. - Additionally, our career path planning and continuing education assists employees with their professional goals. Please click on the link below for more details.Relocation assistance is not available for this position.The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.

Keywords: USAA, Denton , Compliance Risk Manager Senior, Executive , Denton, Texas

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