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Compliance Product Officer - Global Functions, VP

Company: Citi
Location: Denton
Posted on: January 13, 2022

Job Description:

Serves as a Global Function product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for governance reporting and activities for Human Resources, Global Public Affairs, Legal and CSIS, which includes supporting effective and sustainable risk management processes to help ensure compliance risk requirements and processes comply with the regulatory and policy requirements. In addition, support delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise, as well as engage with the ICRM Product and Function coverage teams, in order to partner to develop and apply Compliance Risk Management program solutions that meet the function and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include governance and reporting activities for each of the Functions including conflict of interest reviews, third party annual compliance reviews, data analysis and compliance reporting.Key Activities Include:

  • Serve on a team of ICRM professionals, supporting the provision of an independent Second Line of Defense approach to risk-based governance and oversight by focusing on current, high impact compliance risks, and providing input over control effectiveness through data analysis and reporting activities.
  • Utilize knowledge of data analysis techniques to analyze, quantify, and assess risks, to provide insight into new and emerging compliance issues and to identify and analyze new or emerging trends or themes.
  • Clearly document the results or conclusions of data analysis in concise reports in order to provide awareness around significant or emerging risks and escalations for each of the respective Functions.
  • Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
  • Providing guidance on rules and regulations relating to function operational issues, as well as providing transactional approvals and interpretation of internal compliance policies.
  • Collaborating with other internal areas including: Legal, Business -Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product.
  • Assisting in the development and administration of Compliance training for the supported function/business/product.
  • Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules.
  • Additional duties as assigned.
  • Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties.
  • Supporting the function/business/product in performing timely compliance reviews of new products.Qualifications:Bachelor 's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of function/business/product supported and the related operations and financial requirementsPreferred: MBA or JD a plusKnowledge and skills required:
    • Knowledge of Compliance laws, rules, regulations, risks and typologies
    • Must be a self-starter, flexible, innovative and adaptive
    • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
    • Strong written and verbal communication and interpersonal skills
    • Ability to both work collaboratively and independently; ability to navigate a complex organization
    • Advanced analytical skills
    • Ability to both work independently and collaborate with team members
    • Excellent project management and organizational skills and capability to handle multiple projects at one time
    • Experience with data analysis techniques including advanced concepts of Microsoft Word, Excel, and PowerPoint Demonstrated knowledge in area of focus-------------------------------------------------Job Family Group: Compliance and Control-------------------------------------------------Job Family:Compliance Risk Management------------------------------------------------------Time Type:Full time------------------------------------------------------Citi is an equal opportunity and affirmative action employer.Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.Citigroup Inc. and its subsidiaries ("Citi -) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review .View the "" poster. View the .View the .View the -----------------------------Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

Keywords: Citi, Denton , Compliance Product Officer - Global Functions, VP, Executive , Denton, Texas

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